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Author profile

Rahul Odedra

Articles by Rahul Odedra

Regulation

AIFA calls for FCA regulation of claims firms

The Association of Independent Financial Advisers (AIFA) has called for claims management companies (CMCs) to be regulated by the Financial Conduct Authority (FCA).

clock 04 October 2012 •

Regulation

New regulators to get wider approved persons powers

The new financial regulators will have the power to discipline individuals for activities outside of the controlled functions they perform, under rules proposed by the Financial Services Authority (FSA).

clock 04 October 2012 •

Regulation

Bluefin loses appeal over return of £240k 'goodwill' payment

The High Court has dismissed an appeal by Thinc Group - now Bluefin - against a ruling which said it could not claim back goodwill payments worth more than £243,000 from two self-employed advisers whose contracts with the business were terminated.

clock 03 October 2012 •

RDR

FSA to sniff out deals that 'smell' like commission

The Financial Services Authority (FSA) has defended its decision to warn providers and advisory groups about securing "distribution agreements" which may appear to be commission by another name, saying it has evidence of deals which have raised its suspicions....

clock 03 October 2012 •

Economics / Markets

A 'miserable shower': Miliband attacks coalition on 50p tax cut

Labour leader Ed Miliband has attacked the coalition government's decision to axe the 50p rate in his speech at the party's annual conference.

clock 02 October 2012 •

RDR

Severn hits out at restricted advice 'propaganda'

Firms offering restricted advice are spreading "propaganda" about the apparent difficulties of meeting the Financial Services Authority's (FSA's) new independence rules, according to consultant David Severn, a former head of investment business policy...

clock 02 October 2012 •

Regulation

IFP Accredited firms offered 'enhanced' PII cover

Accredited Financial Planning firms are to be offered wider professional indemnity insurance (PII) cover, including full legal liability, under a deal arranged by the Institute of Financial Planning (IFP).

clock 02 October 2012 •

Economics / Markets

Businesses predict 0.5% Q3 economic growth

Businesses are predicting GDP will have grown by 0.5% in the third quarter of 2012, although leaders are still warning of stagnation.

clock 02 October 2012 •

RDR

FSA warns firms not to 'work around' commission ban

The Financial Services Authority (FSA) has written to the CEOs of 24 product provider and advisory firms warning them not to use distribution agreements and cross-subsidies to 'work around' the Retail Distribution Review (RDR) commission ban.

clock 01 October 2012 •

Regulation

FSA charges four with insider dealing

The Financial Services Authority (FSA) has charged four men with conspiracy to insider deal between 1 November 2006 and 23 March 2010.

clock 01 October 2012 •
345
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