Regulation

‘They have no idea about our market and drown us in petty regulation’

'Artificial intelligence tools are not stand alone systems'

Advisers need to work on deeper relationships with clients’ children

‘Proposals to publicise investigations are a worrying development’

'Retail-focused firms are also facing a short timeline to prepare'

Distributors also must provide access to consumer-facing disclosures

Meeting regulatory standards and maximising good client outcomes

The firm was voluntarily wound up by its director at the end of 2020

'The feedback to the FCA is clear: rules are preferred to guidance'

Amount secured for investors by the FCA following High Court approval