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Regulation

FCA operating costs of £761m spiked again last year

Regulation

FCA operating costs of £761m spiked again last year

Tech investment contributes to £44.8m deficit while fee income increases

clock 06 September 2024 • 2 min read
How to keep up: Practical steps to mitigate regulatory risk

Regulation

How to keep up: Practical steps to mitigate regulatory risk

Concluding part of article series on regulatory pressures in investment

clock 05 September 2024 • 4 min read
FCA calls on insurers to demonstrate fair value

Regulation

FCA calls on insurers to demonstrate fair value

Firms and senior managers to be held accountable for failings

clock 22 August 2024 • 2 min read
How to keep up: How regulatory risk shows up in today's businesses

Regulation

How to keep up: How regulatory risk shows up in today's businesses

Second in series of three articles looking at investment regulation

clock 21 August 2024 • 4 min read
Commissioner flags 'inconsistent' FCA restrictions process

Regulation

Commissioner flags 'inconsistent' FCA restrictions process

FCA must set out a clear VREQ policy, FRCC urges

clock 20 August 2024 • 3 min read
PwC hit with £15m fine over London Capital & Finance failures

Regulation

PwC hit with £15m fine over London Capital & Finance failures

It is the first time the FCA has fined an audit firm

clock 16 August 2024 • 2 min read
How to keep up: Tackling the risks of regulatory change

Regulation

How to keep up: Tackling the risks of regulatory change

First in series of three articles looking at investment regulation

clock 16 August 2024 • 4 min read
Navigating the adviser firm's squeezed margin tunnel

Regulation

Navigating the adviser firm's squeezed margin tunnel

Analysis of latest Retail Mediation Activities Return data

clock 15 August 2024 • 5 min read
We've been 'scared' of the word advice for too long - Octopus Money CEO

Consumer Duty

We've been 'scared' of the word advice for too long - Octopus Money CEO

Ruth Handcock on Consumer Duty and advice/guidance review impact

clock 15 August 2024 • 2 min read
H2O to pay investors €250m after FCA investigation

Regulation

H2O to pay investors €250m after FCA investigation

Asset management firm to stop operating regulated UK business

clock 07 August 2024 • 2 min read
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Acquisitions rise in 2024 as 'smaller IFA firms exit market'

04 February 2025 • 1 min read
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FOS upholds complaint against Options Pensions over SIPP due diligence failure

04 February 2025 • 2 min read
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