Regulation

'No change here': Advisers react to FCA's simplified advice regime

Regulation

'No change here': Advisers react to FCA's simplified advice regime

Regulator's strategy aiming to make advice more accessible

clock 30 November 2022 • 3 min read
FSCS declares two firms in default over pension investment claims

Regulation

FSCS declares two firms in default over pension investment claims

The FSCS received a single valid claim each for pensions investment advice

clock 29 November 2022 • 1 min read
Government U-turns on 'call in' power due to be included in FSM Bill

Economics / Markets

Government U-turns on 'call in' power due to be included in FSM Bill

'Committed to the operational independence' of the regulators

clock 24 November 2022 • 1 min read
FSCS declares Cardiff-based British Steel adviser firm in default

Regulation

FSCS declares Cardiff-based British Steel adviser firm in default

The lifeboat fund received 12 claims related to pension transfer advice

clock 23 November 2022 • 2 min read
Ex-FCA chair warns FSM Bill 'risks regulators' independence'

Regulation

Ex-FCA chair warns FSM Bill 'risks regulators' independence'

Charles Randell calls to leave institutions alone

clock 16 November 2022 • 2 min read
FCA aims to quell claims company concerns with phoenixing rule revamp

Regulation

FCA aims to quell claims company concerns with phoenixing rule revamp

CEO Rathi responds to the Financial Services Panel’s annual report

clock 15 November 2022 • 2 min read
FSCS places Welsh firm in default over unsuitable investment advice claim

Regulation

FSCS places Welsh firm in default over unsuitable investment advice claim

The lifeboat fund received one claim related to unsuitable investment advice

clock 11 November 2022 • 2 min read
FSCS reverses default on Cambridge-based IFG Financial Services

Regulation

FSCS reverses default on Cambridge-based IFG Financial Services

‘Liability for any claims against IFG may sit with another firm’

clock 09 November 2022 • 2 min read
FCA: Regulatory 'call-in' powers could risk UK's international reputation

Regulation

FCA: Regulatory 'call-in' powers could risk UK's international reputation

Richard Lloyd and Nikhil Rathi tell MPs

clock 08 November 2022 • 3 min read
FCA takes action against 4,151 rogue financial promotions

Regulation

FCA takes action against 4,151 rogue financial promotions

More than 300 warnings issued by the regulator in 12 weeks

clock 04 November 2022 • 2 min read
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