Consumer Duty

Compliance clinic launched to offer guidance around the regulation

Highest usage ever in February as Consumer Duty becomes new normal

Advisers might need to consider different solutions

This is a step change but, what if you're not in control?

Regulatory pressures propel surge in consolidation in financial advice sector

‘They have the opportunity to engage with clients on a flexible basis’

Regulator’s Lucy Castledine reflects on Consumer Duty six months in

Proactive approach in identification and support

Many fair value assessments found to not be relying on solid data

Firms can identify areas of improvement with the new tool