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Regulation

FOS favours Pathlines Pensions SIPP clients in first post-rebrand cases

Pensions

FOS favours Pathlines Pensions SIPP clients in first post-rebrand cases

SIPP operator failed to carry out due diligence, FOS finds

clock 17 January 2025 • 2 min read
Advertising regulator cracks down on misleading financial training YouTube ad

Regulation

Advertising regulator cracks down on misleading financial training YouTube ad

Offering investment training courses to become ‘the first millionaire in your family’

clock 15 January 2025 • 3 min read
FCA updates on 'polluter pays' and redress guidance

Regulation

FCA updates on 'polluter pays' and redress guidance

Measures aim to protect consumers and ensure firms meet regulatory obligations

clock 15 January 2025 • 2 min read
 Regulatory directives to watch out for in 2025

Regulation

Regulatory directives to watch out for in 2025

Key ongoing directives firms should factor into their business planning

clock 13 January 2025 • 5 min read
Administrators reach sale deal for PSG's Unity SIPP

Pensions

Administrators reach sale deal for PSG's Unity SIPP

Scheme operated around 5,500 SIPPs

clock 10 January 2025 • 2 min read
Commissioner sides with FCA over SIPP complaint

Regulation

Commissioner sides with FCA over SIPP complaint

Outside of the regulator’s relevant functions

clock 08 January 2025 • 2 min read
Advertising regulator bans investment platform's burning banknotes ads

Investment

Advertising regulator bans investment platform's burning banknotes ads

Wahed Invest ads appeared on Transport for London services

clock 08 January 2025 • 4 min read
Survival of the fittest: Certification regime under the spotlight

Regulation

Survival of the fittest: Certification regime under the spotlight

Has been described as overly complicated and prescriptive

clock 06 January 2025 • 5 min read
FCA acknowledges investment trust platform clash and proposes changes in call for wider CCI input

Regulation

FCA acknowledges investment trust platform clash and proposes changes in call for wider CCI input

Final rules outlined in 2025

clock 19 December 2024 • 6 min read
WealthTek boss John Dance charged with £64m fraud and money laundering

Regulation

WealthTek boss John Dance charged with £64m fraud and money laundering

‘One of the most serious and largest frauds’ ever investigated by FCA

clock 19 December 2024 • 2 min read
123
Most read
01

Investment trusts: What the Saba saga means for advisers

03 February 2025 • 4 min read
02

'A marathon not a sprint': Frankie Smith on her first year running an advice business

04 February 2025 • 4 min read
03

Financial advisers neglecting cybersecurity at their own risk

03 February 2025 • 2 min read
04

Advisers face growing pressure to justify platform switches - The Lang Cat

03 February 2025 • 1 min read
05

Brooks Macdonald completes Lift buy

03 February 2025 • 2 min read
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