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Regulation

Number of financial firms failed by FSCS increases in October and November

Regulation

Number of financial firms failed by FSCS increases in October and November

Including Charterhouse and Advice & Wealth Management Solutions

clock 18 December 2024 • 2 min read
Worst-case scenario: How are investors protected if providers fail?

Regulation

Worst-case scenario: How are investors protected if providers fail?

Important for advisers to reassure clients about their protections

clock 17 December 2024 • 3 min read
FCA to ban and fine duo over 'flawed' pension advice model

Regulation

FCA to ban and fine duo over 'flawed' pension advice model

Richard Fenech and Heather Dunne are challenging the decision

clock 16 December 2024 • 2 min read
Advisers continue demand for vulnerable customer support

Regulation

Advisers continue demand for vulnerable customer support

Rise in training take-up for Just Group

clock 16 December 2024 • 2 min read
FCA consults on targeted support for pensions to help close advice gap

Regulation

FCA consults on targeted support for pensions to help close advice gap

75% of consumers aged over 45 have no clear retirement income plan

clock 11 December 2024 • 6 min read
Big 'variability' in advice firms' Consumer Duty-driven fee changes

Consumer Duty

Big 'variability' in advice firms' Consumer Duty-driven fee changes

38% have already made model switches with more likely to follow

clock 11 December 2024 • 2 min read
FCA calls for acceptance of risk-taking outcomes as industry tackles balance between growth and consumer protection

Regulation

FCA calls for acceptance of risk-taking outcomes as industry tackles balance between growth and consumer protection

Treasury Committee hearing held on 10 December

clock 10 December 2024 • 3 min read
Why wait for targeted support? Industry can build client confidence now

Pensions

Why wait for targeted support? Industry can build client confidence now

'The power of compound interest should not be underestimated'

clock 10 December 2024 • 3 min read
FCA: Expect action on vulnerable client treatment next year

Regulation

FCA: Expect action on vulnerable client treatment next year

FCA could take ‘appropriate regulatory action' in H1

clock 10 December 2024 • 2 min read
Whistleblower's rights under watered down FCA's name and shame plans

Regulation

Whistleblower's rights under watered down FCA's name and shame plans

FCA changed its name and shame plans after industry feedback

clock 09 December 2024 • 4 min read
234
Most read
01

Brooks Macdonald completes Lift buy

03 February 2025 • 2 min read
02

Investment trusts: What the Saba saga means for advisers

03 February 2025 • 4 min read
03

Financial advisers neglecting cybersecurity at their own risk

03 February 2025 • 2 min read
04

Advisers face growing pressure to justify platform switches - The Lang Cat

03 February 2025 • 1 min read
05

Why the Lifetime ISA should not be scrapped

03 February 2025 • 4 min read
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