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TCF

TCF

Clifford Chance inquiry into FCA 'could cost up to £10m'

An independent inquiry into the Financial Conduct Authority's (FCA) release of information about its investigation into the fair treatment of long standing life company customers could cost up to £10m, according to a costs lawyer.

clock 09 April 2014 •

TCF

Vestra Wealth: Thousands of UK citizens could be caught under FATCA

Thousands of ‘accidental Americans' could be unwittingly caught by the Foreign Accounting and Tax Compliance Act (FATCA) from July, leaving them exposed to US tax liabilities, Vestra Wealth has warned.

clock 25 March 2014 •

Regulation

FCA and police swoop on insider dealing suspect

The Financial Conduct Authority (FCA) and North and West Yorkshire police have this morning arrested one male on suspicion of insider dealing and market abuse.

clock 12 December 2013 •

TCF

Lloyds fined £4.3m for delayed PPI redress

The Financial Services Authority (FSA) has fined three Lloyds Banking Group (LBG) firms a total of £4.3m for failings that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

clock 19 February 2013 •

TCF

Phil Billingham: a brave new world phoenixing from the old

Phil Billingham, director of the Phil Billingham Partnership and operations director of Perceptive Planning, delves into the past to see how we can create a brave new world from its ashes.

clock 11 February 2013 •

RDR

Barclays: legacy trail rules may create 'moral hazard'

Legacy trail commission may create a "moral hazard" in which advisers encourage investors to stay in investments longer than they should, analysts at Barclays have warned.

clock 06 February 2013 •

TCF

FSA to investigate £800bn unit-linked fund sector

The Financial Services Authority (FSA) will conduct a review into the £800bn unit-linked fund sector.

clock 01 February 2013 •

Regulation

Carbon Trading investors recoup £750k in claims

Rebus Investment Solutions, a company which helps investors recoup losses from complex investments which they argue they have been mis-sold, has secured £750,000 of compensation on behalf of five clients invested in a carbon credit scheme.

clock 31 January 2013 •

TCF

FSA wants power to ban individuals during probes

The Financial Services Authority (FSA) wants the power to ban individuals while it is still investigating them for alleged wrongdoing.

clock 30 January 2013 •

Investment

Lawyers set to sue Yorkshire Bank for £23m over Arck money

A law firm is preparing to launch claims amounting to £23m against Yorkshire Bank for professional negligence related to money invested in Arck LLP.

clock 30 January 2013 •
123
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04 February 2025 • 4 min read
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What to expect from the FCA on financial crime in 2025

04 February 2025 • 5 min read
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Tough but manageable: The advice PII market in 2025

04 February 2025 • 9 min read
04

FOS upholds complaint against Options Pensions over SIPP due diligence failure

04 February 2025 • 2 min read
05

Acquisitions rise in 2024 as 'smaller IFA firms exit market'

04 February 2025 • 1 min read
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