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Regulation

SDR 'not straightforward' for MPS providers and DFMs

Regulation

SDR 'not straightforward' for MPS providers and DFMs

‘Serious amount of additional resource’ needed, WHEB AM says

clock 29 January 2025 • 4 min read
FCA's plan to axe Consumer Duty board champions 'questionable'

Regulation

FCA's plan to axe Consumer Duty board champions 'questionable'

Concerns raised over the role being axed too soon

clock 20 January 2025 • 3 min read
FCA to lean more on Consumer Duty to swerve introducing additional regulation

Regulation

FCA to lean more on Consumer Duty to swerve introducing additional regulation

Consumer Duty champion board requirement to be axed

clock 20 January 2025 • 2 min read
FCA adds 100 staff to Leeds office

Regulation

FCA adds 100 staff to Leeds office

Increasing it by an additional 5,000 sq ft

clock 17 January 2025 • 2 min read
Why 'polluter pays' isn't as simple as it seems

Regulation

Why 'polluter pays' isn't as simple as it seems

'If only life was that easy'

clock 20 December 2024 • 4 min read
'It's just not good enough' – service continues to frustrate advisers

Regulation

'It's just not good enough' – service continues to frustrate advisers

Regulation ‘not biting the real day to day grind’

clock 10 December 2024 • 3 min read
Consumers invited to debate on the idea of targeted support

Regulation

Consumers invited to debate on the idea of targeted support

Phoenix Insights forms panel to meet in early 2025

clock 10 December 2024 • 2 min read
FCA: 'We will never operate a zero-failure regulatory regime'

Regulation

FCA: 'We will never operate a zero-failure regulatory regime'

Regulator responds to chancellor Rachel Reeves

clock 10 December 2024 • 2 min read
British Steel scandal 'illustrates scale of the redress problem'

Regulation

British Steel scandal 'illustrates scale of the redress problem'

FCA and FOS joint call for input is ‘necessary’

clock 06 December 2024 • 4 min read
Consumer Duty Alliance launches tool to help advisers 'stay ahead of FCA'

Regulation

Consumer Duty Alliance launches tool to help advisers 'stay ahead of FCA'

Following calls from members looking to further evidence assessment

clock 04 December 2024 • 2 min read
123
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Investment trusts: What the Saba saga means for advisers

03 February 2025 • 4 min read
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'A marathon not a sprint': Frankie Smith on her first year running an advice business

04 February 2025 • 4 min read
03

Financial advisers neglecting cybersecurity at their own risk

03 February 2025 • 2 min read
04

Advisers face growing pressure to justify platform switches - The Lang Cat

03 February 2025 • 1 min read
05

Brooks Macdonald completes Lift buy

03 February 2025 • 2 min read
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