professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Month in Review
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • Equities Hub - in association with Capital Group
    • Multi-asset content hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

FCA's Hulme: Consolidation review a response to 'industry-led' concerns

Regulation

FCA's Hulme: Consolidation review a response to 'industry-led' concerns

FCA ‘agnostic’ on firm size, department head sets out

clock 14 October 2024 • 3 min read
Financial services must 'avoid ESG acronym' to promote sustainability

Green

Financial services must 'avoid ESG acronym' to promote sustainability

‘Responsibility’ and ‘sustainability’ terms more favourable among clients, association CEO cautions

clock 04 October 2024 • 2 min read
FCA's SDR regime 'unnecessarily cryptic'

Green

FCA's SDR regime 'unnecessarily cryptic'

Industry facing growing complexity amid SDR labelling challenges

clock 03 October 2024 • 2 min read
FCA headquarters hit with rally calling for better regulation

Regulation

FCA headquarters hit with rally calling for better regulation

Held by the Transparency Task Force following regulator’s annual public meeting

clock 26 September 2024 • 3 min read
FCA sets out to change its enforcement approach

Regulation

FCA sets out to change its enforcement approach

Therese Chambers: 'We have been reflecting on the serious concerns'

clock 24 September 2024 • 3 min read
Why claims management companies shouldn't escape the wrath of regulators

Regulation

Why claims management companies shouldn't escape the wrath of regulators

CMCs must be held to similar standards as advisers

clock 24 September 2024 • 4 min read
FCA cracks down on £1.2m Coutts private bank fraudster

Regulation

FCA cracks down on £1.2m Coutts private bank fraudster

Francis Buckman, alongside others, attempted to steal more than £2.3m

clock 24 September 2024 • 2 min read
Claims representative FOS complaints against financial advisers fall

Regulation

Claims representative FOS complaints against financial advisers fall

OPS cases take top uphold rate spot from SIPPs

clock 23 September 2024 • 7 min read
FCA CEO flags 'uphill battle' on financial inclusion

Regulation

FCA CEO flags 'uphill battle' on financial inclusion

UK’s advice and guidance market ‘does not work well’

clock 20 September 2024 • 2 min read
FCA and government lift investment trust cost disclosure requirements as they plan reforms

Investment Trusts

FCA and government lift investment trust cost disclosure requirements as they plan reforms

Legislation will be laid ‘as soon as possible’

clock 19 September 2024 • 2 min read
234
Most read
01

'A marathon not a sprint': Frankie Smith on her first year running an advice business

04 February 2025 • 4 min read
02

Financial advisers neglecting cybersecurity at their own risk

03 February 2025 • 2 min read
03

Advisers face growing pressure to justify platform switches - The Lang Cat

03 February 2025 • 1 min read
04

Investment trusts: What the Saba saga means for advisers

03 February 2025 • 4 min read
05

FOS upholds complaint against Options Pensions over SIPP due diligence failure

04 February 2025 • 2 min read
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page