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Regulation

FCA authorisation cancellations doubled last year

Regulation

FCA authorisation cancellations doubled last year

The regulator also secured nine prosecutions against fraudsters last year

clock 06 September 2024 • 2 min read
Why advisers shouldn't fear the rise of regulation

Regulation

Why advisers shouldn't fear the rise of regulation

The days of prescriptive compliance are over

clock 02 September 2024 • 4 min read
FCA declines to rule out simplified advice amid shelving reports

Regulation

FCA declines to rule out simplified advice amid shelving reports

Expect update later this year, regulator says

clock 13 August 2024 • 3 min read
FCA expands Leeds office with plans to add 100 staff

Regulation

FCA expands Leeds office with plans to add 100 staff

Comes as the regulator builds on its footprint in the city

clock 08 August 2024 • 1 min read
London Court enters liquidation following FCA scrutiny

Regulation

London Court enters liquidation following FCA scrutiny

FSCS anticipates ‘complex’ claims investigation

clock 23 July 2024 • 2 min read
What investors can expect from the new Labour government

Regulation

What investors can expect from the new Labour government

Clarity and stability on the back of the ‘supermajority’ win

clock 08 July 2024 • 5 min read
Consumer Duty Alliance and Model Office launch diagnostic platform

Regulation

Consumer Duty Alliance and Model Office launch diagnostic platform

Ahead of Consumer Duty’s first anniversary at the end of July

clock 26 June 2024 • 1 min read
Regulatory changes ranked top threat faced by asset managers

Regulation

Regulatory changes ranked top threat faced by asset managers

Regulatory changes cited the top threat by 41%, FE fundinfo finds

clock 25 June 2024 • 1 min read
PIMFA calls for a year delay to SDR portfolio management rules

Regulation

PIMFA calls for a year delay to SDR portfolio management rules

‘The deadline of 2 December does not provide adequate time for firms’

clock 17 June 2024 • 3 min read
SDR solutions for advisers prove popular with two new launches

Green

SDR solutions for advisers prove popular with two new launches

MainStreet Partners and Square Mile unveil SDR services for advisers

clock 14 June 2024 • 3 min read
345
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'A marathon not a sprint': Frankie Smith on her first year running an advice business

04 February 2025 • 4 min read
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What to expect from the FCA on financial crime in 2025

04 February 2025 • 5 min read
03

Tough but manageable: The advice PII market in 2025

04 February 2025 • 9 min read
04

FOS upholds complaint against Options Pensions over SIPP due diligence failure

04 February 2025 • 2 min read
05

Acquisitions rise in 2024 as 'smaller IFA firms exit market'

04 February 2025 • 1 min read
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