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Regulation

Next steps 'coming soon' for FCA's ongoing advice services review

Regulation

Next steps 'coming soon' for FCA's ongoing advice services review

Regulator ‘concerned’ that clients are paying for services that are not being delivered

clock 27 November 2024 • 2 min read
FCA and FOS release call for input to modernise redress system

Regulation

FCA and FOS release call for input to modernise redress system

Comes after Rachel Reeves’ Mansion House speech

clock 15 November 2024 • 3 min read
Chancellor targets FOS modernisation and FCA consultation

Regulation

Chancellor targets FOS modernisation and FCA consultation

Consultation part of the advice guidance boundary review

clock 14 November 2024 • 3 min read
FCA issues warning notice against Crispin Odey over 'lack of integrity'

Regulation

FCA issues warning notice against Crispin Odey over 'lack of integrity'

Regulator alleges 'reckless disregard' on governance

clock 04 November 2024 • 2 min read
FCA bans and fines two over pensions transfer advice

Regulation

FCA bans and fines two over pensions transfer advice

'Poor advice' related to BSPS transfers and other schemes

clock 31 October 2024 • 2 min read
Donre Advisory-owned SIPP operator enters administration

Regulation

Donre Advisory-owned SIPP operator enters administration

PSG SIPP administered schemes transferred or to be acquired

clock 29 October 2024 • 2 min read
FCA rulebook review input call could be 'a little premature'

Regulation

FCA rulebook review input call could be 'a little premature'

Deadline for post-Consumer Duty rule change feedback is 31 October

clock 29 October 2024 • 2 min read
Most fixed firms agree FCA regulation enhances UK's reputation

Regulation

Most fixed firms agree FCA regulation enhances UK's reputation

More than half agree regulation is aligned with rules imposed by other regulators

clock 23 October 2024 • 1 min read
FCA CEO: 'The jury is out on whether the FCA is helping to achieve growth'

Regulation

FCA CEO: 'The jury is out on whether the FCA is helping to achieve growth'

Nikhil Rathi calls for collaboration

clock 18 October 2024 • 2 min read
Is simplified advice still on the table?

Regulation

Is simplified advice still on the table?

FCA department head acknowledges ‘more enthusiasm’ for targeted support

clock 15 October 2024 • 2 min read
123
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Financial advisers neglecting cybersecurity at their own risk

03 February 2025 • 2 min read
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Advisers face growing pressure to justify platform switches - The Lang Cat

03 February 2025 • 1 min read
04

Investment trusts: What the Saba saga means for advisers

03 February 2025 • 4 min read
05

FOS upholds complaint against Options Pensions over SIPP due diligence failure

04 February 2025 • 2 min read
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