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Regulation

FSCS investigates London firm Pello Capital after liquidation

Regulation

FSCS investigates London firm Pello Capital after liquidation

The wealth manager was authorised by the FCA between 2007 and 2022

clock 10 May 2023 • 1 min read
FCA places temporary suspension on London firm with no assets

Regulation

FCA places temporary suspension on London firm with no assets

Kingsbridge Capital under scrutiny from the FCA over membership fees

clock 28 April 2023 • 1 min read
Firm with British Steel claims under scrutiny in new FSCS investigation

Regulation

Firm with British Steel claims under scrutiny in new FSCS investigation

Arrow Financial Services is being investigated by the lifeboat fund

clock 24 April 2023 • 1 min read
FCA restricts CFS Management over client money concerns

Regulation

FCA restricts CFS Management over client money concerns

CFS must not accept any new client money or custody assets

clock 24 April 2023 • 1 min read
ESG ratings providers must profile clients under new rules

Regulation

ESG ratings providers must profile clients under new rules

HM Treasury launches its latest industry consultation

clock 11 April 2023 • 2 min read
FCA hints at potential Sustainablity Disclosure Requirements delay

Regulation

FCA hints at potential Sustainablity Disclosure Requirements delay

Follows criticism from the Treasury earlier this year

clock 29 March 2023 • 2 min read
What advisers should know about FCA rules and ESG disputes

Regulation

What advisers should know about FCA rules and ESG disputes

'Regulatory scrutiny will increase and become more difficult to avoid'

clock 14 March 2023 • 4 min read
CII 'disappointed' in FCA over lack of adviser ESG requirements

Regulation

CII 'disappointed' in FCA over lack of adviser ESG requirements

Institute issues its response to the FCA's latest discussion paper

clock 27 February 2023 • 2 min read
Planet Pensions fails as Forthplus Sipp claims surge

Regulation

Planet Pensions fails as Forthplus Sipp claims surge

All current claims against the firm have moved to assessment

clock 15 February 2023 • 2 min read
Five opportunities for advisers that could see them thrive in 2023

Technology

Five opportunities for advisers that could see them thrive in 2023

Dynamic Planner breaks down key themes expected to play out next year

clock 19 December 2022 • 2 min read
123
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Financial advisers neglecting cybersecurity at their own risk

03 February 2025 • 2 min read
04

Advisers face growing pressure to justify platform switches - The Lang Cat

03 February 2025 • 1 min read
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'A marathon not a sprint': Frankie Smith on her first year running an advice business

04 February 2025 • 4 min read
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