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Regulation

Firms urged to engage with 'huge opportunity' PRIIPs consultation

Regulation

Firms urged to engage with 'huge opportunity' PRIIPs consultation

A closer look at industry views on the FCA and Treasury papers

clock 16 December 2022 • 4 min read
FCA launches discussion paper around PRIIPs replacement ideas

Regulation

FCA launches discussion paper around PRIIPs replacement ideas

Comes after the Treasury removed the regulation last week

clock 13 December 2022 • 2 min read
Phoenixing: FCA may use deed polls to ensure firms' past liabilities met

Regulation

Phoenixing: FCA may use deed polls to ensure firms' past liabilities met

FCA portfolio strategy letter for financial advisers and intermediaries

clock 05 December 2022 • 3 min read
FCA slaps £2.4m fine on liquidated firm over British Steel failings

Regulation

FCA slaps £2.4m fine on liquidated firm over British Steel failings

Pembrokeshire Mortgage Centre traded as County Financial Consultants

clock 02 December 2022 • 2 min read
Firm issued notices over British Steel advice loses complaint against FCA

Investment

Firm issued notices over British Steel advice loses complaint against FCA

Complaints Commissioner confirms case must go to the Upper Tribunal

clock 02 December 2022 • 3 min read
Autumn Statement 22: Solvency II reform package outlined

Regulation

Autumn Statement 22: Solvency II reform package outlined

Reforms cut risk margin and overhaul certain eligibility rules

clock 17 November 2022 • 3 min read
FOS to change funding model levy and trial new group fee arrangement

Regulation

FOS to change funding model levy and trial new group fee arrangement

Compulsory jurisdiction and voluntary jurisdiction set for overhaul

clock 16 November 2022 • 2 min read
Consumer Duty: Four outcomes firms need to achieve for customers

Regulation

Consumer Duty: Four outcomes firms need to achieve for customers

Sesame Bankhall Group breaks down the regulator's expectations

clock 15 November 2022 • 4 min read
A whistle-stop tour of the Sustainability Disclosure Requirements

Regulation

A whistle-stop tour of the Sustainability Disclosure Requirements

Why SDR should not play second fiddle to Consumer Duty

clock 11 November 2022 • 4 min read
A worthwhile expense? A look at the impact of SDR on the bottom line

Regulation

A worthwhile expense? A look at the impact of SDR on the bottom line

This week, a collective groan from the purse strings of compliance teams was heard across the UK as the Financial Conduct Authority (FCA) released its proposals for sustainability-related disclosures, Sian Barnett Wike says

clock 31 October 2022 • 4 min read
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03 February 2025 • 1 min read
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'A marathon not a sprint': Frankie Smith on her first year running an advice business

04 February 2025 • 4 min read
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