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Regulation

Editor's view: A different FCA?

Your Business

Editor's view: A different FCA?

The editor's Friday Night Takeaway from 11 October

clock 11 October 2024 • 4 min read
Lessons to learn from recent investigations into FCA executives

Regulation

Lessons to learn from recent investigations into FCA executives

'Investigations can have a habit of necessitating further investigations'

clock 09 October 2024 • 4 min read
What the FCA consolidation review means for financial advice

Regulation

What the FCA consolidation review means for financial advice

The acquisition market is expected to remain strong

clock 09 October 2024 • 4 min read
FCA chair praises UK markets reforms but calls for greater retail investor participation

Regulation

FCA chair praises UK markets reforms but calls for greater retail investor participation

International Capital Markets Conference

clock 09 October 2024 • 2 min read
RegTech and FCA directives: Enhancing a data-led approach for adviser firms

Regulation

RegTech and FCA directives: Enhancing a data-led approach for adviser firms

The regulator's expectations of advisers are evolving

clock 08 October 2024 • 5 min read
Consolidation review: FCA not saying it is a 'bad thing'

Regulation

Consolidation review: FCA not saying it is a 'bad thing'

FCA announced consolidation review in Dear CEO letter

clock 08 October 2024 • 2 min read
FCA SDR implementation policy for portfolio management delayed to Q2 2025

Regulation

FCA SDR implementation policy for portfolio management delayed to Q2 2025

FCA's Sarah Pritchard made the announcment on SDR rethink

clock 26 September 2024 • 2 min read
Is the regulator a good thing for the financial services sector?

Regulation

Is the regulator a good thing for the financial services sector?

'Some of the things the FCA does are not, in my view, part of its remit'

clock 25 September 2024 • 5 min read
FCA pledges to 'further strengthen' whistleblowing policy

Regulation

FCA pledges to 'further strengthen' whistleblowing policy

Comes after chair Ashley Alder failed to follow existing procedure

clock 23 September 2024 • 3 min read
FCA sets out improvement areas for AR oversight

Regulation

FCA sets out improvement areas for AR oversight

Regulator slams some principal firms for taking ‘bare minimum’ approach

clock 09 September 2024 • 3 min read
567
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04 February 2025 • 4 min read
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What to expect from the FCA on financial crime in 2025

04 February 2025 • 5 min read
03

Tough but manageable: The advice PII market in 2025

04 February 2025 • 9 min read
04

FOS upholds complaint against Options Pensions over SIPP due diligence failure

04 February 2025 • 2 min read
05

Acquisitions rise in 2024 as 'smaller IFA firms exit market'

04 February 2025 • 1 min read
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