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Compliance

Threesixty aims to simplify compliance with Trust launch

Compliance

Threesixty aims to simplify compliance with Trust launch

A compliance management suite

clock 29 January 2025 • 1 min read
Adviser-turned-compliance director: 'I understand where advisers come from'

Compliance

Adviser-turned-compliance director: 'I understand where advisers come from'

Vicky Pearce founded B-Compliant to address gap in the market

clock 03 January 2025 • 2 min read
LCP secures 'record income' of £149m in 2021/22

Compliance

LCP secures 'record income' of £149m in 2021/22

Further growth of 5%

clock 25 July 2022 • 2 min read

Adviser / Broking

IFAs must look to technology for 2012 - Aviva

The increased use of integrated technology systems and social media will be vital to the development of IFA businesses post RDR, Aviva has warned.

clock 15 December 2011 •

Compliance

When an inspector calls: How to get the most out of your compliance visit

Jason Kirk, senior compliance field manager at SimplyBiz, explains how to get the most value out of your compliance visits...

clock 06 October 2011 •

Adviser / Broking

BIBA supporting targeted regulation of insurance comparison sites

The British Insurance Brokers' Association (BIBA) is supporting targeted regulation of comparison sites.

clock 08 August 2011 •

Compliance

BIBA clarifies limitation of liability for brokers

The British Insurance Brokers' Association (BIBA) has launched a new publication to provide clarification to brokers on the issue of limitation of liability when advising clients.

clock 12 April 2010 •

Compliance

FSCS seeks creative agency for awareness campaign

The Financial Services Compensation Scheme (FSCS) is looking for a creative agency to develop an awareness-raising campaign.

clock 26 November 2009 •

Compliance

Scottish Life new business down 5%; Bright Grey up 10%

Royal London reported a mixed bag of new business results for the first nine months of 2009, with its Scottish Life pensions arm down 5% but Bright Grey sales up 10% on last year.

clock 30 October 2009 •

Compliance

Small firms employment law guide released

The Forum of Private Business (FPB) has launched a new Employment Guide.

clock 16 September 2009 •
123
Most read
01

'A marathon not a sprint': Frankie Smith on her first year running an advice business

04 February 2025 • 4 min read
02

Financial advisers neglecting cybersecurity at their own risk

03 February 2025 • 2 min read
03

Advisers face growing pressure to justify platform switches - The Lang Cat

03 February 2025 • 1 min read
04

FOS upholds complaint against Options Pensions over SIPP due diligence failure

04 February 2025 • 2 min read
05

Investment trusts: What the Saba saga means for advisers

03 February 2025 • 4 min read
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