Regulation

Government gives FCA ten weeks to issue an update on its AI work

Regulation

Government gives FCA ten weeks to issue an update on its AI work

FCA told update is necessary due to ‘significant’ impact AI could have

clock 15 February 2024 • 2 min read
A look at the FCA's plan for its advice guidance boundary review

Regulation

A look at the FCA's plan for its advice guidance boundary review

‘It is always worth getting your views on the table’

clock 02 January 2024 • 4 min read
FCA sends 146 alerts in first day of crypto promotion regime

Regulation

FCA sends 146 alerts in first day of crypto promotion regime

Comes after the watchdog pledged to keep a better eye on the sector

clock 10 October 2023 • 1 min read
Alexander Sloan FP fails following employment case pay out

Regulation

Alexander Sloan FP fails following employment case pay out

Financial Services Compensation Scheme details the £140,000 pay out

clock 16 February 2023 • 2 min read
FOS appoints new CEO and chief ombudsman

Regulation

FOS appoints new CEO and chief ombudsman

Replacing Nausicaa Delfas

clock 08 June 2022 • 2 min read
Tilney Smith & Williamson sees gross inflows of £4.5bn in nine months

Industry

Tilney Smith & Williamson sees gross inflows of £4.5bn in nine months

AuM rises 9.2% to £56bn up to September

clock 01 November 2021 • 1 min read
Suspicious activity reports by staff at financial firms exceeded one million during 2019-20

Industry

Suspicious activity reports by staff at financial firms exceeded one million during 2019-20

FCA data

clock 01 November 2021 • 2 min read

Equity release

Thank you and goodbye from Retirement Planner

Retirement Planner is, itself, retiring on Thursday 15 October 2021.

clock 12 October 2021 • 1 min read

Featured

Rachel Vahey: Keeping on the right side of the advice boundary

Advisers must stick to the script when it comes to the DB transfer triage process, writes Rachel Vahey

clock 16 August 2021 • 3 min read

Featured

FCA's Business Plan: Five key points for advisers

Lawyers Paul Edmondson and Pippa Tasker look at the FCA's latest Business Plan and pull out five key points to take away...

clock 27 July 2021 • 7 min read
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