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Regulation

Identification remains weakest link in vulnerability assessments

Regulation

Identification remains weakest link in vulnerability assessments

'Relying on the adviser to spot the signs personally is unquestionably impractical'

clock 26 November 2024 • 4 min read
Advisers revisit processes after FCA's retirement income review

Regulation

Advisers revisit processes after FCA's retirement income review

Thematic Review of Retirement Income Advice released in March

clock 16 September 2024 • 2 min read
FCA consultation hones in on DC pension scheme value for money

Pensions

FCA consultation hones in on DC pension scheme value for money

Framework designed to shift focus from costs to long-term value and deliver better outcomes

clock 08 August 2024 • 3 min read
Two firms declared in default by FSCS over pensions advice

Regulation

Two firms declared in default by FSCS over pensions advice

Both Oakwood Financial Management and GO IFA are no longer trading

clock 11 April 2024 • 1 min read
FCA lays out 2024/25 fees/levies proposals; £755m planned spend

Regulation

FCA lays out 2024/25 fees/levies proposals; £755m planned spend

‘We recognise that firms continue to face inflationary pressures’

clock 09 April 2024 • 4 min read
FSCS places Lancashire firm Frodsham Financial Planning in default

Regulation

FSCS places Lancashire firm Frodsham Financial Planning in default

Advice practice formerly traded as Tom Carroll Associates FP

clock 13 February 2024 • 1 min read
Schroders CEO: 'Private is a much easier place to exist than public'

Regulation

Schroders CEO: 'Private is a much easier place to exist than public'

Peter Harrison says he is 'not quite sure we can solve the problem'

clock 02 February 2024 • 3 min read
FCA: Blackmore Bond promotions had 'very relevant risk warnings'

Regulation

FCA: Blackmore Bond promotions had 'very relevant risk warnings'

No enforcement action for firms who approved financial promotions

clock 07 December 2023 • 3 min read
King's Speech: Inflation control key as pensions and IHT take back seat

Regulation

King's Speech: Inflation control key as pensions and IHT take back seat

His Majesty the King opened a new parliamentary session this morning

clock 07 November 2023 • 3 min read
Stafford-based firm Retirement Direct declared failed by FSCS

Regulation

Stafford-based firm Retirement Direct declared failed by FSCS

Firm has not been authorised by the FCA since November 2021

clock 23 October 2023 • 1 min read
123
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Financial advisers neglecting cybersecurity at their own risk

03 February 2025 • 2 min read
04

Advisers face growing pressure to justify platform switches - The Lang Cat

03 February 2025 • 1 min read
05

'A marathon not a sprint': Frankie Smith on her first year running an advice business

04 February 2025 • 4 min read
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